This year, the first national program for earthquake research turns 25. More
importantly, Congress will consider its reauthorization in the upcoming session.
Launched by Congress in 1977, the National Earthquake Hazards Reduction Program,
or NEHRP, brings together four federal agencies in an effort to reduce losses
from earthquakes. As we look to its future incarnation, it is worth keeping
in mind what led to the program in the first place.
Moreover, the NEHRP birthing process may offer some lessons that may be helpful
in planning similar efforts in other areas. Although what follows is set down
in chronological order, the reader will quickly recognize that the process is
far from linear.
The buildup to NEHRP started after the great Alaskan earthquake in 1964. The
devastation that occurred even in a sparsely populated area demonstrated the
potential for enormous losses in other parts of the United States. Students
of earthquakes seized the opportunity to plan programs aimed at better understanding
the causes and effects of earthquakes and at reducing losses. A series of reports
came forth.
First out, in 1965, was a report calling for $137 million over 10 years to improve
monitoring for the purpose of detecting earthquake precursors. Called Earthquake
Prediction: A Proposal for a Ten-Year Program of Research, the report was prepared
for the White House Office of Science and Technology Policy (OSTP) by the ad
hoc Panel on Earthquake Prediction chaired by seismologist Frank Press, then
at the Massachusetts Institute of Technology.
In 1968, another ad hoc working group this one chaired by the U.S. Geological
Survey (USGS) director at the time, William T. Pecora proposed $220 million
over a 10-year period: $37 million for geological and geophysical field studies,
$80 million for instrumentation of fault zones, $23 million for physical basis
of earthquakes, $59.7 million for earthquake engineering, and $20.6 million
for miscellaneous projects (including tsunamis, heat flow, tide gauges, and
earthquakes and fluid injection). Pecoras committee, called Ad Hoc Interagency
Working Group for Earthquake Research, prepared its report, Proposal for a Ten-Year
National Earthquake Hazards Program: A Partnership of Science and Community,
for both OSTP and the Federal Council for Science and Technology (FCST).
The next year, the National Academy of Sciences published Earthquake Engineering
Research, which also called for a 10-year program but suggested even more funding:
$380 million. Introducing a new perspective, it also suggested including $30
million for addressing economic and social aspects. The Academys Committee
on Earthquake Engineering Research, led by earthquake engineer George W. Housner
of Caltech, submitted the report to the National Science Foundation (NSF).
Although these reports laid out substantial research programs, they did not
yield additional funds. A clear problem was that the reports were seen as representing
competing communities of interest. In an attempt to produce a unified approach,
in 1970, OSTP convened a Task Force on Earthquake Hazard Reduction under the
lead of Karl V. Steinbrugge, an investigator of earthquake damage. In putting
forth 28 high-priority recommendations, the task force noted that the earlier
reports had particularly addressed the fields of seismology, geology and engineering,
whereas their report added attention to the socio-economic fields. They indicated
no funding level.
The Alaskan earthquake especially stirred visions of expanded earthquake research
programs at the federal level of government. USGS established the National Center
for Earthquake Research in 1965 in Menlo Park, building on its substantial capabilities
in earthquake geology and crustal studies. The National Oceanographic and Atmospheric
Administrations (NOAA) predecessor organization established the Earthquake
Mechanism Laboratory in San Francisco to augment its role in seismic observatory
operation, including the Worldwide Standardized Seismograph Network, earthquake
information, strong ground motion monitoring, and geodetic surveying. USGS and
NOAA competed vigorously to stake out a lead-agency position for earthquake
research.
The competition among the disciplines and between the agencies, combined with
the waning concern after the Alaskan earthquake, contributed to a lack of budgetary
attention to the earthquake threat.
Then, the San Fernando earthquake in 1971 awakened interest. The federal agencies
dusted off the old plans and sought increased funding. But, again, the effort
flagged as the scenes of collapsed freeway overpasses and hospitals faded from
the television and print media.
Nevertheless, in 1972, the Comptroller General of the United States reviewed
the various reports, as well as some others, and concluded that the country
needed a national earthquake research program. However, he viewed the fragmented
responsibility, lack of coordination, competition and duplication between NOAA
and the USGS as significant problems and suggested that the Office of Management
and Budget (OMB) should do something about it. OMB picked up the challenge and
in 1973, the NOAA earthquake programs were moved to USGS as a new Office of
Earthquake Studies, which also brought together USGS seismologists and geologists.
Another important development in the early 1970s was that geographer Gilbert
White founded the Natural Hazards Research and Applications Information Center
at the University of Colorado in Boulder. The creation of this center was an
important step in bringing social scientists together with physical scientists
and engineers in a congenial forum.
What followed was an unlikely series of events that would appall those who favor
a logical approach to program development. In 1975, evidence was presented,
based on reanalysis of level-line data, of land uplift north of Los Angeles
centered on Palmdale. Because co-seismic land uplift was associated with both
the 1964 Alaskan and 1971 San Fernando quakes, the bulge was considered ominous.
Although the existence of the Palmdale bulge was later called into
question, with a possible explanation being aggregate error in the data, it
nevertheless came to the attention of then-Vice President Nelson Rockefeller.
Rockefeller directed his science advisor (who was also head of NSF) Guy Stever
to convene a panel to recommend expanded earthquake studies. The panel, headed
by earthquake engineer Nathan Newmark of the University of Illinois (hence,
the Newmark-Stever committee) issued the 1976 report Earthquake Prediction and
Hazard Mitigation Options for USGS and NSF Programs, which specified three options
for increased funding. Without going through the usual budget process, USGS
and NSF received increases of about $20 million each. The NSF share was mostly
directed toward earthquake engineering.
On the legislative front, what followed the San Fernando earthquakes were hearings
and new bills. Californias Senator, Alan Cranston, drafted a bill (S.
1174) to establish a national earthquake research program, which passed the
Senate in 1976 but failed in the House on a tie vote. At least two other bills
were drafted on the House side. Then, in the 95th Congress, after the new funds
had already been provided, Congress swung into action and passed the Earthquake
Hazards Reduction Act of 1977 (Public Law 95-124). President Carter directed
OSTP to follow up, resulting in the 1978 report Earthquake Hazards Reduction:
Issues for an Implementation Plan, prepared by the Working Group on Earthquake
Hazards Reduction under Steinbrugges lead.
In 1979, an executive order established the Federal Emergency Management Agency
(FEMA), which merged several federal agencies. FEMA was tasked with the difficult
challenge of implementing earthquake knowledge and leading the earthquake effort
with NSF, USGS and the National Bureau of Standards, now the National Institute
of Standards and Technology (NIST). These are the agencies that are part of
NEHRP today. Thus, 14 years after the Alaskan earthquake, NEHRP was launched.
This story should not end without mentioning another important event. Although
the development of NEHRP played out largely around NSF, USGS and NOAA, it did
not escape notice that numerous other federal agencies have earthquake-related
programs and interests. NASAs monitoring programs and all federal construction
agencies are examples. To address the omission of these important earthquake-related
activities, OSTP convened the National Earthquake Strategy Working Group, which
issued Strategy for National Earthquake Loss Reduction in 1995. Not surprisingly,
the OSTP report recommended a new National Earthquake Loss Reduction Program
that would coordinate earthquake interests across the whole federal sector.
The report also called attention to an implementation gap, noting
that much earthquake knowledge was not being put into practice, largely because
land use and building practices are controlled at the local level where other
interests often dominate.
Looking back on the events that led up to NEHRP, one may draw some general lessons.
One, which is widely accepted these days, is that integrating all the relevant
disciplines for addressing an important issue is an essential approach; not
doing so wastes a lot of time and effort. Another is the importance of considering
implementation of knowledge together with advancing the frontiers of knowledge;
they should move ahead hand in hand. And finally, as the Palmdale bulge story
shows, sometimes a good cause gets a boost for the wrong reason.
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